| 22-01273 | 03/14/2023 | Claimant(s): Joseph Mrozienski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Syracuse, NY
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| 21-02461 | 07/27/2022 | Claimant(s): Patrick Lam
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Minnie Loo
Hearing Site: San Francisco, CA
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| 21-02828 | 07/27/2022 | Claimant(s): Eric Schmidt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY
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| 20-02938 | 03/23/2021 | Claimant(s): William Young
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
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| 20-01624 | 02/12/2021 | Claimant(s): David Ellowitch
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
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| 20-01133 | 09/25/2020 | Claimant(s): Bruce Linger
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
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| 19-02687 | 07/22/2020 | Claimant(s): Jon Bicknell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
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| 19-00324 | 10/02/2019 | Claimant(s): Christopher Nichols
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): LPL Financial LLC, Lincoln Financial Securities Corporation
Respondent Lawyers(s): Jon D. Kaplon, Michael W. Arnold
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
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| 19-00679 | 10/02/2019 | Claimant(s): Marie Colbert
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
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| 18-00896 | 11/06/2018 | Claimant(s): Keith Nast
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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