| 23-02331 | 04/17/2024 | Claimant(s): Mark Frederick
Claimant Lawyers(s): Brian Luther
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Kenneth Paul Strongman
Hearing Site: San Francisco, CA
| | |
| 21-01264 | 12/22/2021 | Claimant(s): Anthony Arch
Claimant Lawyers(s): Brian Luther
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Ana R. Hartman
Arbitrator(s): Kenneth Paul Strongman
Hearing Site: San Francisco, CA
| | |
| 19-02863 | 10/23/2020 | Claimant(s): Gerard Camerino
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Bradley C. Mitchell, Clifford A. Threlkeld, Kenneth Paul Strongman
Hearing Site: San Francisco, CA
| | |
| 19-00084 | 09/18/2019 | Claimant(s): Nicholas Economos
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Kenneth Paul Strongman
Hearing Site: San Francisco, CA
| | |
| 17-01023 | 06/13/2018 | Claimant(s): Leslie Baronian, The Birgitta Baronian Decedent's Trust
Claimant Lawyers(s): Cary S. Lapidus, Nancy C. Field
Respondent(s): Dustin Brown, RBC Capital Markets LLC
Respondent Lawyers(s): Abe Lampart, Michael M. Gless
Arbitrator(s): Carlos Richard Mangum, Minnie Loo, Kenneth Paul Strongman
Hearing Site: San Francisco, CA
|  | Expungement |
| 14-03136 | 05/09/2017 | Claimant(s): Bruce Bunnell, Michele DiGregorio, Sean Bunnell
Claimant Lawyers(s): Adam B. Wolf, Jason J. Kane
Respondent(s): Dalton Strategic Investment Services Inc
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Herb Schwartz, Howard M. Hoffman, Kenneth Paul Strongman
Hearing Site: San Francisco, CA
| | $306,223 |
| 14-01285 | 11/11/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Charles N. Bland
Respondent(s): Shannon Powers-Solomon
Respondent Lawyers(s): Stephen J. Wiard
Arbitrator(s): Richard J. Stall, Olivia J. Valentine, Kenneth Paul Strongman
Hearing Site: Los Angeles, CA
| | |
| 16-00196 | 08/26/2016 | Claimant(s): Christopher Peters, E*Trade Securities LLC
Claimant Lawyers(s): Meredith F. Hoffman
Respondent(s): Mohammad Yazdi
Respondent Lawyers(s): Mohammad Yazdi
Arbitrator(s): Paul J. Dubow, Dean J. Dietrich, Kenneth Paul Strongman
Hearing Site: San Francisco, CA
| | Expungement |
