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FINRA Awards for Ana R. Hartman

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0126412/22/2021Claimant(s): Anthony Arch
Claimant Lawyers(s): Brian Luther
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Ana R. Hartman
Arbitrator(s): Kenneth Paul Strongman
Hearing Site: San Francisco, CA

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