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FINRA Awards for Herbert Shiraishi

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0244002/07/2024Claimant(s): Herbert Shiraishi
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Mike West
Arbitrator(s): Minnie Loo
Hearing Site: Honolulu, HI

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