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FINRA Awards for Sandra L. Malek

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Displaying 10 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0111703/22/2024Claimant(s): Saimir Prapaniku
Claimant Lawyers(s): William Bean
Respondent(s): Invest Financial Corporation, U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Eric A. Michaels
Arbitrator(s): Sandra L. Malek, Marc S. Joseph, Olivia J. Valentine
Hearing Site: Los Angeles, CA
22-0262309/18/2023Claimant(s): Charles Irvine
Claimant Lawyers(s): Lars Soreide
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Sandra L. Malek, Franklin Delano Dodge, Blake Rayfield
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
22-0032407/06/2023Claimant(s): Amir Golzar
Claimant Lawyers(s): Zachary Morse
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
19-0010505/01/2023Claimant(s): Raymond Jallow
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Carter Taylor, Charles Schwab & Co..
Respondent Lawyers(s): Gordon . C Young
Arbitrator(s): Sandra L. Malek, Camille Brown, Alina Landver
Hearing Site: Los Angeles, CA
21-0224902/17/2023Claimant(s): George Sentena
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Abed Lulu
Respondent Lawyers(s): Abed William Lulu
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12212
19-0370108/02/2022Claimant(s): John Sanders
Claimant Lawyers(s): Thomas C. Allison
Respondent(s): Jamie Bennett, Silber Bennett Financial.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Sandra L. Malek, Aurelio A. Garcia, David Owen Berry
Hearing Site: Los Angeles, CA
21-0240807/07/2022Claimant(s): Jim Lund
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Bryan Ward
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
17-0311210/06/2021Claimant(s): Delia Hauser, Hauser Non-Exempt Marital Trust 12/20/96
Claimant Lawyers(s): Delia Hauser
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Sandra L. Malek, Constance Ellen Boukidis, Raelynn Napper
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
21-0015609/16/2021Claimant(s): Payden Bullis, Rene Rojas
Claimant Lawyers(s): David Monsour
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Rachael Conley
Arbitrator(s): Sandra L. Malek
Hearing Site: Phoenix, AZ
20-0191903/08/2021Claimant(s): William Lenihan
Claimant Lawyers(s): William O. Lenihan
Respondent(s): TCFG Wealth Management
Respondent Lawyers(s): Deetra Tesla
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA

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