| 12-03552 | 02/11/2014 | Claimant(s): Laura Lambert, Scott Lambert
Claimant Lawyers(s): Joseph Wood
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): John P. Wilson, John J. Fitzpatrick, Walter F. Dillaway
Hearing Site: San Francisco, CA
|  | $0 |
| 09-00562 | 07/12/2011 | Claimant(s): Stan Schuldiner
Claimant Lawyers(s): Stan Schuldiner
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): James J. Dougherty
Arbitrator(s): Harry B. Endsley, James S. Martin, Walter F. Dillaway
Hearing Site: San Francisco, CA
| | $0 |
| 07-02184 | 03/13/2009 | Claimant(s): Global Crown Capital
Claimant Lawyers(s): Melvin K. Patterson
Respondent(s): Ronald Clement
Respondent Lawyers(s): Ronald Clement
Arbitrator(s): James N. D'Orso, Walter F. Dillaway, Marian L. Snyder
Hearing Site: San Francisco, CA
| | |
| 03-02903 | 10/21/2008 | Claimant(s): Charles Raulerson
Claimant Lawyers(s): Patrick Baldwin
Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, First Wall Street Corp.
Respondent Lawyers(s): Christopher Mader, Jeffrey S. Kob
Arbitrator(s): Walter F. Dillaway, Mary Margaret Bush, Joseph M. O'Connor
Hearing Site: San Francisco, CA
| | Expungement |
| 07-02000 | 06/09/2008 | Claimant(s): Duncan McCandless
Claimant Lawyers(s): Duncan S. McCandless
Respondent(s): Dennis Willis, Associated Securities Corp.
Respondent Lawyers(s): Samuel Edgerton
Arbitrator(s): Lester Friedman, Cheryl R. Kershner, Walter F. Dillaway
Hearing Site: San Francisco, CA
| | $0 |
| 06-04912 | 08/14/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Brian C. Free
Respondent(s): Mitchell Jesse
Respondent Lawyers(s): Mitchell R. Jesse
Arbitrator(s): Robert Fisher, William A. Husa, Walter F. Dillaway
Hearing Site: Reno, NV
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