| 10-02880 | 09/25/2012 | Claimant(s): Karl Townsend & Karen F. Townsend Trust
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Walter P. Hitchcock, Herb Schwartz, William A. Husa
Hearing Site: San Francisco, CA
|  | Expungement |
| 09-06280 | 03/19/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Julianne L. Peck
Respondent(s): Jolie Bales
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Michelle Judy Brant, William A. Husa, Michael J. Fish
Hearing Site: San Francisco, CA
| | |
| 09-00403 | 03/14/2011 | Claimant(s): Matthew Lam
Claimant Lawyers(s): Howard M. Hoffman
Respondent(s): Jesse Ramos, Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert E. Thompson, Laurel Littman Gothelf, William A. Husa
Hearing Site: San Francisco, CA
| | Expungement |
| 08-03904 | 04/20/2010 | Claimant(s): Kathleen Pomeroy, The Marital Deduction Trust, The Pomeroy Bypass Trust, The Pomeroy Family Trust
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Jane Bradley, William A. Husa, Mary Margaret Bush
Hearing Site: San Francisco, CA
| | $768,944 |
| 07-02333 | 02/11/2010 | Claimant(s): Aaron Leone
Claimant Lawyers(s): Jesper I. Rasmussen
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Douglas A. Wickham
Arbitrator(s): Daniel M. Yamshon, William A. Husa, Joseph M. O'Connor
Hearing Site: San Francisco, CA
| | |
| 08-00641 | 09/03/2008 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Richard A Karoly
Respondent(s): Donald Newman, New Man.
Respondent Lawyers(s): Donald E. Newman
Arbitrator(s): Laurel Littman Gothelf, William A. Husa, Dean J. Dietrich
Hearing Site: San Francisco, CA
| | |
| 06-04912 | 08/14/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Brian C. Free
Respondent(s): Mitchell Jesse
Respondent Lawyers(s): Mitchell R. Jesse
Arbitrator(s): Robert Fisher, William A. Husa, Walter F. Dillaway
Hearing Site: Reno, NV
| | |
