| 18-00541 | 09/19/2018 | Claimant(s): Gabriel Yanez
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sagepoint Financial., First Wall Street Corp.
Respondent Lawyers(s): Bradley S. Fishman, Charles Lazzaro
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: San Diego, CA
| | |
| 99-04694 | 06/04/2009 | Claimant(s): Suryakant & Sushila Patel
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Barbara Ralston, Charles Lazzaro, Drew Chalmers, First Wall Street Corp.
Respondent Lawyers(s): Christopher P. Mader, Cynthia M. Schleindl
Arbitrator(s): Steven Gourley, Luis R. Ruiz, Sheldon Stanford Ellis, Joseph Winter
Hearing Site: Phoenix, AZ
|  | Expungement |
| 03-02903 | 10/21/2008 | Claimant(s): Charles Raulerson
Claimant Lawyers(s): Patrick Baldwin
Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, First Wall Street Corp.
Respondent Lawyers(s): Christopher Mader, Jeffrey S. Kob
Arbitrator(s): Walter F. Dillaway, Mary Margaret Bush, Joseph M. O'Connor
Hearing Site: San Francisco, CA
| | Expungement |
| 02-03268 | 10/17/2008 | Claimant(s): Ikho Kang IRA, Ikho & Unsoon Kang
Claimant Lawyers(s): Christopher Mader
Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, Katrina Dudley, First Wall Street Corporation
Respondent Lawyers(s): Brandon S. Reif, Patrick Baldwin
Arbitrator(s): James M. Donovan, Michael W. Burnett, Thomas R. Watkins
Hearing Site: Los Angeles, CA
| | Expungement |
| 03-03017 | 09/04/2008 | Claimant(s): Justin Perlstrom
Claimant Lawyers(s): Christopher Mader
Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, First Wall Street Corporation
Respondent Lawyers(s): Barbara J. Ralston, Charles P. Lazzaro, John R. Openshaw, Patrick Baldwin
Arbitrator(s): Larry Edmonson, Marcus J. Anwyl-Davies, William S. Diver
Hearing Site: Los Angeles, CA
| | Expungement |
