18-00541 | 09/19/2018 | Claimant(s): Gabriel Yanez Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sagepoint Financial., First Wall Street Corp. Respondent Lawyers(s): Bradley S. Fishman, Charles Lazzaro Arbitrator(s): Robert F. Saint-Aubin Hearing Site: San Diego, CA
| | |
10-05524 | 09/01/2011 | Claimant(s): Lou-Ellen Robbins Claimant Lawyers(s): Lou-Ellen Robbins Respondent(s): John Alling, First Wall Street Corp., Wedbush Morgan Securities. Respondent Lawyers(s): Arthur S. Leider, Charles LaChaussee, John Scott Alling Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA
| | $12,584 |
99-04694 | 06/04/2009 | Claimant(s): Suryakant & Sushila Patel Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Barbara Ralston, Charles Lazzaro, Drew Chalmers, First Wall Street Corp. Respondent Lawyers(s): Christopher P. Mader, Cynthia M. Schleindl Arbitrator(s): Steven Gourley, Luis R. Ruiz, Sheldon Stanford Ellis, Joseph Winter Hearing Site: Phoenix, AZ
| | Expungement |
03-02903 | 10/21/2008 | Claimant(s): Charles Raulerson Claimant Lawyers(s): Patrick Baldwin Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, First Wall Street Corp. Respondent Lawyers(s): Christopher Mader, Jeffrey S. Kob Arbitrator(s): Walter F. Dillaway, Mary Margaret Bush, Joseph M. O'Connor Hearing Site: San Francisco, CA
| | Expungement |