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FINRA Awards for Kenneth Diamond

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0134209/23/2022Claimant(s): Thiago Melzer
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Kenneth Diamond, Amy Jill Baranoff, Peter E. Gillespie
Hearing Site: New York, NY
20-0411606/15/2022Claimant(s): NatAlliance Securities
Claimant Lawyers(s): Jeffrey Plotkin
Respondent(s): Mihir Patel
Respondent Lawyers(s): Gary Trachten
Arbitrator(s): Kenneth Diamond, Eva H. Posman, Kimberly C. Lawrence
Hearing Site: New York, NY

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