Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01002 | 07/24/2024 | Claimant(s): The Estate of Joyce Fabian Claimant Lawyers(s): Sam A. Silverstein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ellen Sessions Arbitrator(s): Jill Pilgrim, Kimberly C. Lawrence, Thomas M. Madden Hearing Site: New York, NY |  | $777,370 |
| 22-00928 | 11/15/2023 | Claimant(s): Alvaro Gonzalez Claimant Lawyers(s): Blaine Bortnick Respondent(s): UBS Securities LLC Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Kimberly C. Lawrence, Phillip Weitzman, Harold Bruce Aspis Hearing Site: New York, NY | ||
| 20-04116 | 06/15/2022 | Claimant(s): NatAlliance Securities Claimant Lawyers(s): Jeffrey Plotkin Respondent(s): Mihir Patel Respondent Lawyers(s): Gary Trachten Arbitrator(s): Kenneth Diamond, Eva H. Posman, Kimberly C. Lawrence Hearing Site: New York, NY |