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FINRA Awards for Harold Bruce Aspis

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0092811/15/2023Claimant(s): Alvaro Gonzalez
Claimant Lawyers(s): Blaine Bortnick
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Kimberly C. Lawrence, Phillip Weitzman, Harold Bruce Aspis
Hearing Site: New York, NY

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