| 22-00485 | 09/17/2024 | Claimant(s): Robert Dunlap Individually & Trustee, Dunlap Exploration., Robert Dunlap, Jr. Trust U/A DTD 2/16/95
Claimant Lawyers(s): David Clouston
Respondent(s): Cass Jenkins, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Kenneth R. Hanks, Andrea U. Calve, Gary Ricardo Clayton
Hearing Site: Dallas, TX
|  | Expungement |
| 21-01002 | 07/24/2024 | Claimant(s): The Estate of Joyce Fabian
Claimant Lawyers(s): Sam A. Silverstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Jill Pilgrim, Kimberly C. Lawrence, Thomas M. Madden
Hearing Site: New York, NY
| | $777,370 |
| 22-01778 | 11/17/2023 | Claimant(s): Virginia Gatlin, V. Gatlin, Ind. Exec. Glen Gatlin Estate
Claimant Lawyers(s): William L. Kirkman
Respondent(s): Glen Gatlin, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David M. Pyke, Ellen Sessions
Arbitrator(s): Dineo Coleman Gary, Michael Wayne Johnston, Juanita Harris
Hearing Site: Dallas, TX
| | $0 |
| 17-02117 | 06/04/2019 | Claimant(s): Estate of Emil William Holiner
Claimant Lawyers(s): Jessica S. Taylor
Respondent(s): Eric McIntyre, Gary Hartman
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Kathy R. Holler, Jeffrey R. Jury, Michael S. Yauch
Hearing Site: Houston, TX
| | Expungement |
| 13-02835 | 05/27/2016 | Claimant(s): Joseph Sanberg
Claimant Lawyers(s): Todd H. Stitt
Respondent(s): Fidelity Brokerage Services LLC, Sean Oittinen, Stephen Fox
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Robert A. Lombardi
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-01300 | 07/25/2013 | Claimant(s): Doris S. Henley Family Trust
Claimant Lawyers(s): Randall Udelman
Respondent(s): Citigroup Global Markets., James Casey
Respondent Lawyers(s): Ellen Sessions, Raul Sanchez
Arbitrator(s): Howard W. Shannon, Paul J. Robinson, Allan Levey
Hearing Site: Phoenix, AZ
| | Expungement |
| 11-01506 | 11/21/2012 | Claimant(s): Helen D. Ross, FBO IRA, Ronald J. Ross, MD FBO IRA
Claimant Lawyers(s): Michael Kalmus
Respondent(s): Christopher Prassas, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Stan West, Michael J. Quarequio, David Gerber
Hearing Site: Boca Raton, FL
| | Expungement |
