| 20-03417 | 12/13/2022 | Claimant(s): Stanley LeConte
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): James M. Scutti, Michael J. Quarequio, Constantine Economides
Hearing Site: Boca Raton, FL
| | |
| 20-01331 | 06/10/2022 | Claimant(s): Jose Antonio Lamas Revocable Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ronald J. Tomassi
Arbitrator(s): Michael J. Quarequio, Kevin A. Llinas, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
|  | Expungement |
| 20-01084 | 02/15/2022 | Claimant(s): Antonia Hieronymus, Daniel Hassett, David Freshwater, Joseph Reilly, Steven Rothstein, Vijay Ande
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Roy B. Gonas, Michael J. Quarequio, Joseph Benalt
Hearing Site: Boca Raton, FL
| | $512,731 |
| 20-02956 | 02/01/2021 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Elizabeth E. Moum
Respondent(s): Henrique Lucena
Respondent Lawyers(s): Henrique David Lucena
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
| | |
| 16-01153 | 04/15/2019 | Claimant(s): Kenneth Lieblein, Robin Lieblein, Kenneth R. Lieblein Revocable Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Larry Wolfe, Herbert J. Sims & Co. Inc.
Respondent Lawyers(s): Daniel S. Newman, Larry C. Wolfe
Arbitrator(s): Patricia Morin, Michael J. Quarequio, S. Ronald Daniels
Hearing Site: Boca Raton, FL
| | $510,600 |
| 17-03206 | 05/29/2018 | Claimant(s): Selma Melliza
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
| | $40,600 |
| 16-01829 | 05/23/2018 | Claimant(s): Bonnie Kaplan IRA, Eric Kaplan and Bonnie Kaplan JTWROS, E.Kaplan Ttee Multidisc.Bus. App. 401(k)
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Richard J. Kaplan, Michael J. Quarequio, Sidney J. Wartel
Hearing Site: Boca Raton, FL
| | $862,117 |
| 16-00658 | 03/28/2018 | Claimant(s): Richard Levine
Claimant Lawyers(s): Adam Gana
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Michael J. Quarequio, Richard Carl Smukler, John B. Sochacki
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-03148 | 03/09/2018 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Donald Gambony
Respondent Lawyers(s): Donald Leon Gambony
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
| | |
| 15-01023 | 01/28/2016 | Claimant(s): Jane Adler
Claimant Lawyers(s): Jane Rona Cohen Adler
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Samantha E. Dunton-Gallagher
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
| | |
