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FINRA Awards for Richard Levine

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0065803/28/2018Claimant(s): Richard Levine
Claimant Lawyers(s): Adam Gana
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Michael J. Quarequio, Richard Carl Smukler, John B. Sochacki
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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