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FINRA Awards for MetLife Securities Inc.

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0097012/13/2017Claimant(s): Marc Levy
Claimant Lawyers(s): John D. Singer
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Nancy Plesser Wendell, Phillip Weitzman
Hearing Site: New York, NY
16-0356805/23/2017Claimant(s): Jack Shewmake
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Bryce Willis, Terry Bagwell, MetLife Securities Inc.
Respondent Lawyers(s): Kathryn R. Eldridge, Mickey B. Wright, Paul M. James
Arbitrator(s): Karen Roberts Washington, Debra Black Leo, Joseph Neal Richardson
Hearing Site: Birmingham, AL
Checkmark IconDismissed by Rule 12206
15-0171108/24/2016Claimant(s): Mark Wang
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Nicholas H. De Baun
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
15-0102301/28/2016Claimant(s): Jane Adler
Claimant Lawyers(s): Jane Rona Cohen Adler
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Samantha E. Dunton-Gallagher
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
15-0075710/21/2015Claimant(s): Michael Green
Claimant Lawyers(s): Michael J. Green
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Christina Teeter
Arbitrator(s): Carl B. Noelke
Hearing Site: San Francisco, CA
13-0210001/17/2014Claimant(s): Philippe Rousseaux
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Sheila Murphy
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL

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