Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01254 | 03/16/2022 | Claimant(s): Alexander Garrett Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Elizabeth E. Moum Arbitrator(s): Harvey R. Linder, Saundra M Clark, Garrett W. Murphy Hearing Site: Atlanta, GA | ||
| 20-02956 | 02/01/2021 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Elizabeth E. Moum Respondent(s): Henrique Lucena Respondent Lawyers(s): Henrique David Lucena Arbitrator(s): Michael J. Quarequio Hearing Site: Boca Raton, FL | ||
| 11-01302 | 11/07/2013 | Claimant(s): Karen Roberts Claimant Lawyers(s): Mark Hunter Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Elizabeth E. Moum Arbitrator(s): Ilisa J. Smukler Hearing Site: Boca Raton, FL |  | Expungement |
| 11-02603 | 10/19/2012 | Claimant(s): Maria Collado Claimant Lawyers(s): Lars K. Soreide Respondent(s): Deutsche Bank Securities., Kevin Gai Respondent Lawyers(s): Elizabeth E. Moum Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | | $0 |
| 09-04799 | 06/13/2011 | Claimant(s): Daniel Forer, Loretta Forer Claimant Lawyers(s): Robert E. Stone Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Elizabeth E. Moum Arbitrator(s): David M. Levine Hearing Site: Miami, FL | | $0 |
| 10-00366 | 03/31/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Elizabeth E. Moum Respondent(s): Primo Musumeci Respondent Lawyers(s): Dogan M. Bengisu Arbitrator(s): Steven A. Hurst, James W. Geiger, Ellen J. Abrams Hearing Site: Boca Raton, FL | | $0 |
| 10-02017 | 02/25/2011 | Claimant(s): Jadwiga Piskozub Claimant Lawyers(s): Jill Gross Respondent(s): Citigroup Global Markets., Martin Jankowski Respondent Lawyers(s): Elizabeth E. Moum Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | | $213 |
| 10-02889 | 12/09/2010 | Claimant(s): Juliet Baruch Claimant Lawyers(s): Anne Ho Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Elizabeth E. Moum Arbitrator(s): Lise Gabrielle Hunter Hearing Site: New York, NY | | $0 |