Potomac Analytics' Logo

FINRA Awards for Ilisa J. Smukler

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0130211/07/2013Claimant(s): Karen Roberts
Claimant Lawyers(s): Mark Hunter
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Elizabeth E. Moum
Arbitrator(s): Ilisa J. Smukler
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
10-0571711/20/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): James Cruz
Respondent Lawyers(s): James L. Cruz
Arbitrator(s): Ilisa J. Smukler
Hearing Site: Boca Raton, FL

2 Results

Display: