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FINRA Awards for James L. Cruz

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0571711/20/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): James Cruz
Respondent Lawyers(s): James L. Cruz
Arbitrator(s): Ilisa J. Smukler
Hearing Site: Boca Raton, FL

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