21-03069 | 06/29/2023 | Claimant(s): Mark Mills Claimant Lawyers(s): Thomas C Allison Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Steven Gerard Goerke, S. Ronald Daniels, Jan Duda Krafczek Hearing Site: Boca Raton, FL
| | $10,440 |
20-01130 | 08/15/2022 | Claimant(s): Michline Saad Claimant Lawyers(s): Lars K. Soreide Respondent(s): Maria Calcena, Ocean Financial Services Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): S. Ronald Daniels, Robert G. Falbisaner, Mark A. Jacoby Hearing Site: Boca Raton, FL
| | Expungement |
20-01732 | 05/09/2022 | Claimant(s): Fortezza Investments, L.P. Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): S. Ronald Daniels, Christopher E. Benjamin, Steven Moore Hearing Site: Boca Raton, FL
| | $0 |
19-02747 | 10/30/2020 | Claimant(s): Vincent Luongo Claimant Lawyers(s): Vincent John Luongo Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Josef Y. Rosen Arbitrator(s): Barry David Thorpe, S. Ronald Daniels, Everett Scott Youngberg Hearing Site: Boca Raton, FL
| | |
16-03072 | 11/06/2019 | Claimant(s): Michael Pallotta, Neil Marcus, Neil J. Marcus, Trustee for the, Arthur C. Licchillo U/A dtd 11/5/97 Claimant Lawyers(s): Charles C. Mihalek, Stephen S. Stallings Respondent(s): Ross, Sinclaire & Associates Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Steven Gerard Goerke, S. Ronald Daniels, Andrea R. Jacobs Hearing Site: Boca Raton, FL
| | $2,110,540 |
18-02840 | 07/18/2019 | Claimant(s): Melrose Whittaker Claimant Lawyers(s): Melrose Endolyn Whittaker Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer R. Wiley Arbitrator(s): Bruce K. Isenberg, S. Ronald Daniels, Donald Theodore Ryce Hearing Site: Boca Raton, FL
| | $0 |
16-01153 | 04/15/2019 | Claimant(s): Kenneth Lieblein, Robin Lieblein, Kenneth R. Lieblein Revocable Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Larry Wolfe, Herbert J. Sims & Co. Inc. Respondent Lawyers(s): Daniel S. Newman, Larry C. Wolfe Arbitrator(s): Patricia Morin, Michael J. Quarequio, S. Ronald Daniels Hearing Site: Boca Raton, FL
| | $510,600 |