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FINRA Awards for Patricia Morin

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0115304/15/2019Claimant(s): Kenneth Lieblein, Robin Lieblein, Kenneth R. Lieblein Revocable Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Larry Wolfe, Herbert J. Sims & Co. Inc.
Respondent Lawyers(s): Daniel S. Newman, Larry C. Wolfe
Arbitrator(s): Patricia Morin, Michael J. Quarequio, S. Ronald Daniels
Hearing Site: Boca Raton, FL
Checkmark Icon$510,600
10-0189504/08/2011Claimant(s): Arthur Warburton Revocable Living Trust
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Gloria O. North, Patricia Morin, Paul Joseph McIntyre
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
07-0186302/25/2009Claimant(s): Gregory Riordan
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): IFMG Securities.
Respondent Lawyers(s): A. Wesley Bridges
Arbitrator(s): Tim A. Shane, Norman E. Heyman, Patricia Morin
Hearing Site: Boca Raton, FL

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