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FINRA Awards for IFMG Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0186302/25/2009Claimant(s): Gregory Riordan
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): IFMG Securities.
Respondent Lawyers(s): A. Wesley Bridges
Arbitrator(s): Tim A. Shane, Norman E. Heyman, Patricia Morin
Hearing Site: Boca Raton, FL
07-0169404/25/2008Claimant(s): Citizens Bank, IFMG Securities., IFS Agencies.
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Myra Roenicke
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Michael D. Patterson
Hearing Site: Detroit, MI
07-0162209/20/2007Claimant(s): IFMG Securities., IFS AGencies., Independent Financial Marketing Group
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Michael Woodman
Respondent Lawyers(s): Gary C. Crossen
Arbitrator(s): Charles A. Goglia, Robert V. Deiana, Laura M. Nelson
Hearing Site: Boston, MA

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