| 12-00602 | 08/29/2013 | Claimant(s): Steven Gitt, Alana M. Gitt UTMA AZ, Jacob M. Gitt UTMA AZ, F/B/O Profit Sharing Trust
Claimant Lawyers(s): Mark D. Chester
Respondent(s): David Jaffa, Kevin Elbinger, Financial Network Investment Corporation
Respondent Lawyers(s): Ed Barkel
Arbitrator(s): Jerry H. Friedland, Michael F. Patterson, Gordon A. Price
Hearing Site: Phoenix, AZ
|  | Expungement |
| 08-00527 | 12/21/2009 | Claimant(s): David Lehrer, Dennis Contrestano, Jack Swenson, Michael Luby, Michael Patterson, Michael Swenson, Patrick Howell, Stephen Hird
Claimant Lawyers(s): Amanda M. Knudsen
Respondent(s): Piper Jaffray & Co., Piper Jaffray Companies
Respondent Lawyers(s): Julie A. Kole
Arbitrator(s): Thomas C. McNally, Sterling N. Frost, Jerold R. Babin
Hearing Site: San Francisco, CA
| | |
| 08-04722 | 12/21/2009 | Claimant(s): Piper Jaffray & Co., Piper Jaffray Companies
Claimant Lawyers(s): Julie A. Kole
Respondent(s): David Lehrer, Michael Patterson, Stephen Hird
Respondent Lawyers(s): Amanda M. Knudsen
Arbitrator(s):
Hearing Site: Milwaukee, WI
| | |
| 08-02765 | 10/19/2009 | Claimant(s): Stephen Bull, Bull Capital Management n/k/a Next
Claimant Lawyers(s): Valerie Lynn Bailey-Rihn
Respondent(s): James Shaw, J.W. Shaw Group.
Respondent Lawyers(s): Vincent E. Nowak
Arbitrator(s): Richard B. Bequette, Ernest F. Modzelewski, Michael F. Patterson
Hearing Site: Phoenix, AZ
| | |
| 07-00438 | 11/13/2008 | Claimant(s): Dan Emmerich, James Gill, Larry Vollmer, Scott Elliot
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Terry Moffatt, Sigma Financial Corporation
Respondent Lawyers(s): David M. Foster, Gary D. Saretsky
Arbitrator(s): Michael D. Patterson, Roland L. Olzark, William C. Alsover
Hearing Site: Detroit, MI
| | $0 |
| 07-01694 | 04/25/2008 | Claimant(s): Citizens Bank, IFMG Securities., IFS Agencies.
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Myra Roenicke
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Michael D. Patterson
Hearing Site: Detroit, MI
| | |
