FINRA Awards for Piper Jaffray Companies

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-00527	12/21/2009	Claimant(s): David Lehrer, Dennis Contrestano, Jack Swenson, Michael Luby, Michael Patterson, Michael Swenson, Patrick Howell, Stephen Hird Claimant Lawyers(s): Amanda M. Knudsen Respondent(s): Piper Jaffray & Co., Piper Jaffray Companies Respondent Lawyers(s): Julie A. Kole Arbitrator(s): Thomas C. McNally, Sterling N. Frost, Jerold R. Babin Hearing Site: San Francisco, CA
08-04720	12/21/2009	Claimant(s): Piper Jaffray & Co., Piper Jaffray Companies Claimant Lawyers(s): Steven M. Phillips Respondent(s): Barney Cohen, Bradley Fisher, Richard Meyers, Scott Merriman, Scott Smallman, Steven Charlston, Warren Mach Respondent Lawyers(s): Amanda M. Knudsen Arbitrator(s): Hearing Site: Seattle, WA
08-04722	12/21/2009	Claimant(s): Piper Jaffray & Co., Piper Jaffray Companies Claimant Lawyers(s): Julie A. Kole Respondent(s): David Lehrer, Michael Patterson, Stephen Hird Respondent Lawyers(s): Amanda M. Knudsen Arbitrator(s): Hearing Site: Milwaukee, WI
08-04723	12/21/2009	Claimant(s): Piper Jaffray & Co., Piper Jaffray Companies Claimant Lawyers(s): Julie A. Kole Respondent(s): Michael Luby Respondent Lawyers(s): Stephen S. Mayne Arbitrator(s): Hearing Site: Kansas City, MO
08-04724	12/21/2009	Claimant(s): Piper Jaffray & Co., Piper Jaffray Companies Claimant Lawyers(s): Julie A. Kole Respondent(s): Jack Swenson, John Thorn, Michael Swenson Respondent Lawyers(s): Amanda M. Knudsen Arbitrator(s): Hearing Site: Minneapolis, MN