| 10-01921 | 07/12/2011 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Roland L. Olzark, Earlene R. Baggett-Hayes, Howard T.D. Spence
Hearing Site: Detroit, MI
| | |
| 09-05081 | 12/13/2010 | Claimant(s): Dennis L Adams (DECD) IRA,, Mary Kay Adams IRA, Mary Kay Adams Living Trust
Claimant Lawyers(s): James R Anderson
Respondent(s): Oppenheimer & Co.., Susan Rose
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Roland L. Olzark, Garrick A. Rollert, Ronald Marvin Rothstein
Hearing Site: Detroit, MI
|  | Stipulated Award and Expungement |
| 09-04057 | 10/21/2010 | Claimant(s): Lynette Cromwell
Claimant Lawyers(s): Lynette Cromwell
Respondent(s): Anthony Provenzano, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Clarence L. Pozza
Arbitrator(s): Barbara A. Johannessen, Roland L. Olzark, Thomas W. Lawson
Hearing Site: Detroit, MI
| | $10,000 |
| 09-00066 | 08/20/2009 | Claimant(s): Douglas Keyes
Claimant Lawyers(s): Douglas Michael Keyes
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Miller
Arbitrator(s): Jeffry M. Bauer, Roland L. Olzark, Diane Allard Roegner
Hearing Site: Detroit, MI
| | |
| 07-00438 | 11/13/2008 | Claimant(s): Dan Emmerich, James Gill, Larry Vollmer, Scott Elliot
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Terry Moffatt, Sigma Financial Corporation
Respondent Lawyers(s): David M. Foster, Gary D. Saretsky
Arbitrator(s): Michael D. Patterson, Roland L. Olzark, William C. Alsover
Hearing Site: Detroit, MI
| | $0 |
