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FINRA Awards for Howard T.D. Spence

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0239410/24/2014Claimant(s): Noah Morgan
Claimant Lawyers(s): Noah C. Morgan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri, Chris D. Kontos, Howard T.D. Spence
Hearing Site: Detroit, MI
10-0192107/12/2011Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Roland L. Olzark, Earlene R. Baggett-Hayes, Howard T.D. Spence
Hearing Site: Detroit, MI

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