17-03259 | 06/06/2018 | Claimant(s): Darren Wright Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Jerry H. Friedland Hearing Site: Phoenix, AZ
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13-03731 | 11/19/2015 | Claimant(s): Charles Horton Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): I. Douglas Dunipace, Jerry H. Friedland, Zeek Ojeh Hearing Site: Phoenix, AZ
| | $0 |
13-01789 | 02/11/2015 | Claimant(s): John & Karen Opilowsky Trust U/A 2/24/00 Claimant Lawyers(s): Jahan K. Manasseh Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Robert S. McConnell, Jerry H. Friedland, Richard Kent Mahrle Hearing Site: Phoenix, AZ
| | Expungement |
13-01206 | 12/06/2013 | Claimant(s): Anastasio Suarez Claimant Lawyers(s): Anastasio Suarez Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Jerry H. Friedland Hearing Site: Phoenix, AZ
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12-00602 | 08/29/2013 | Claimant(s): Steven Gitt, Alana M. Gitt UTMA AZ, Jacob M. Gitt UTMA AZ, F/B/O Profit Sharing Trust Claimant Lawyers(s): Mark D. Chester Respondent(s): David Jaffa, Kevin Elbinger, Financial Network Investment Corporation Respondent Lawyers(s): Ed Barkel Arbitrator(s): Jerry H. Friedland, Michael F. Patterson, Gordon A. Price Hearing Site: Phoenix, AZ
| | Expungement |
12-00935 | 06/24/2013 | Claimant(s): Barbara Merlin, John Merlin, Merlin Family Trust dtd 09/15/2005 Claimant Lawyers(s): Bradd L. Milove Respondent(s): Erinn Ford, Jeffery Briggs, Mark McCloskey, Philip Pizelo, Shanon Ford, Briggs Financial Services, Pacific West Financial Group Holding Co., Pacific West Securities. Respondent Lawyers(s): Barry R. Temkin, Chance A.E. Hodges, Jeffrey O. Briggs Arbitrator(s): Jerry H. Friedland, Henry L. Dahl, William Borden Morgan Hearing Site: Phoenix, AZ
| | Expungement |
10-04646 | 09/12/2011 | Claimant(s): Ruth Kosco Claimant Lawyers(s): Jon A. Titus Respondent(s): John Hebert, Morgan Stanley Respondent Lawyers(s): Karl L. Marquardt Arbitrator(s): Jerry H. Friedland, Robert S. Mautner, Jeffrey Charles Evanello Hearing Site: Phoenix, AZ
| | $23,188 |
10-05508 | 07/05/2011 | Claimant(s): Maria Gritsch Claimant Lawyers(s): Jennifer J. Axel Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Jesse B. Simpson Arbitrator(s): Marvin J. Klein, Jerry H. Friedland, Ernest F. Modzelewski Hearing Site: Phoenix, AZ
| | $320,238 |
07-00800 | 11/16/2010 | Claimant(s): Lewis Young Claimant Lawyers(s): Lewis Young Respondent(s): SunAmerica Securities. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Jerry H. Friedland Hearing Site: Phoenix, AZ
| | $0 |
08-00659 | 06/08/2009 | Claimant(s): Joan Francis Claimant Lawyers(s): Michael W. Sillyman Respondent(s): Lisa Reed, Neuberger Berm Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Jerry H. Friedland, Richard E. Anderson, Merton E. Marks Hearing Site: Phoenix, AZ
| | $0 |