| 23-01494 | 04/25/2024 | Claimant(s): Richard Thomas
Claimant Lawyers(s): Alex Padla
Respondent(s): SunAmerica Securities., SII Investments.
Respondent Lawyers(s): Eric A. Michaels, Jennifer R. Cox
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
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| 23-01208 | 11/14/2023 | Claimant(s): Ziad Meziab
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities., SunAmerica Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky, Jennifer R. Cox
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
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| 22-01878 | 04/26/2023 | Claimant(s): John Jenkins
Claimant Lawyers(s): Samantha Pastor
Respondent(s): SunAmerica Securities., QA3 Financial Corp.
Respondent Lawyers(s): Jennifer R. Cox, Thomas Zielinski
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
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| 19-03396 | 06/10/2020 | Claimant(s): Todd Foster
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SunAmerica Securities.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
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| 19-02037 | 03/23/2020 | Claimant(s): James Bishopp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SunAmerica Securities., National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, James V. Noblett
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 07-00800 | 11/16/2010 | Claimant(s): Lewis Young
Claimant Lawyers(s): Lewis Young
Respondent(s): SunAmerica Securities.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
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| 05-04546 | 05/16/2008 | Claimant(s): SunAmerica Securities.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Peter Sloan
Respondent Lawyers(s): Peter M. Sloan
Arbitrator(s): Patrick J. Howley, David J. Pine, Irwin Pronin
Hearing Site: Newark, NJ
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