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FINRA Awards for Richard Thomas

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0149404/25/2024Claimant(s): Richard Thomas
Claimant Lawyers(s): Alex Padla
Respondent(s): SunAmerica Securities., SII Investments.
Respondent Lawyers(s): Eric A. Michaels, Jennifer R. Cox
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR

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