Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01422 | 07/17/2020 | Claimant(s): Lincoln Capital Partnership, LLLP, Washington Capital Partnership, Southpac Trust Claimant Lawyers(s): Berry R. Charles Respondent(s): Cetera Advisors Llc Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): Marc Kalish, Zeek Ojeh, Leslie O Campbell Hearing Site: Phoenix, AZ |  | Dismissed |
| 13-03731 | 11/19/2015 | Claimant(s): Charles Horton Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): I. Douglas Dunipace, Jerry H. Friedland, Zeek Ojeh Hearing Site: Phoenix, AZ | | $0 |