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FINRA Awards for Berry R. Charles

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0142207/17/2020Claimant(s): Lincoln Capital Partnership, LLLP, Washington Capital Partnership, Southpac Trust
Claimant Lawyers(s): Berry R. Charles
Respondent(s): Cetera Advisors Llc
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Marc Kalish, Zeek Ojeh, Leslie O Campbell
Hearing Site: Phoenix, AZ
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