Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
21-02909 | 05/20/2022 | Claimant(s): Kenneth Nelson Claimant Lawyers(s): Brian Luther Respondent(s): Cetera Advisors Llc Respondent Lawyers(s): David Feldstein Arbitrator(s): John Winslow Griesser Hearing Site: Raleigh, NC | ||
19-01422 | 07/17/2020 | Claimant(s): Lincoln Capital Partnership, LLLP, Washington Capital Partnership, Southpac Trust Claimant Lawyers(s): Berry R. Charles Respondent(s): Cetera Advisors Llc Respondent Lawyers(s): Edwin A. Barkel Arbitrator(s): Marc Kalish, Zeek Ojeh, Leslie O Campbell Hearing Site: Phoenix, AZ | Dismissed |