21-03069 | 06/29/2023 | Claimant(s): Mark Mills Claimant Lawyers(s): Thomas C Allison Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Steven Gerard Goerke, S. Ronald Daniels, Jan Duda Krafczek Hearing Site: Boca Raton, FL
| | $10,440 |
21-01045 | 09/02/2021 | Claimant(s): Mark Mills Claimant Lawyers(s): Mark D. Mills Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL
| | $0 |
11-02625 | 08/08/2012 | Claimant(s): Fundamental Partnership, LTD Claimant Lawyers(s): S. Cass Weiland Respondent(s): Mark Mills Respondent Lawyers(s): Mark Steven Mills Arbitrator(s): Louis J. Weber Hearing Site: Dallas, TX
| | $557,200 |
08-03605 | 10/05/2009 | Claimant(s): Donna G. Leinart-Clegg, Indiv. & Claimant Lawyers(s): Mark E. Maddox Respondent(s): Mark Mills, Waterstone Financial Group Respondent Lawyers(s): David J. Freniere, Mark Wayne Mills Arbitrator(s): Sharon R. Merriman, Kathleen A. DeLaney, James A. Morrow Hearing Site: Indianapolis, IN
| | $500,000 |
07-01075 | 04/22/2008 | Claimant(s): Mark Mills Claimant Lawyers(s): John R. Fahy Respondent(s): Charles Gallamore, Southwest Texas Capital, L.L.C Respondent Lawyers(s): Phillip W. Offill Arbitrator(s): George F. Longino, Russell H Hairston, Robert R. Marquardt Hearing Site: Dallas, TX
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