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FINRA Awards for Waterstone Financial Group

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0360510/05/2009Claimant(s): Donna G. Leinart-Clegg, Indiv. &
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Mark Mills, Waterstone Financial Group
Respondent Lawyers(s): David J. Freniere, Mark Wayne Mills
Arbitrator(s): Sharon R. Merriman, Kathleen A. DeLaney, James A. Morrow
Hearing Site: Indianapolis, IN
Checkmark Icon$500,000

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