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FINRA Awards for Eric Berger

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0418711/22/2019Claimant(s): Ann Berger, Eric Berger
Claimant Lawyers(s): James L Kauffman
Respondent(s): Cambridge Investment Research., Equity Concepts
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Arthur B. O'Connell, Joseph J. Dougherty, Peter H. Goldberg
Hearing Site: Richmond, VA
Checkmark Icon$0
16-0055108/09/2016Claimant(s): Eric Berger
Claimant Lawyers(s): Ted Poretz
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Martin Jay Siegel, Arnold Wagner, Annamaria Boccia Smith
Hearing Site: New York, NY

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