Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04187 | 11/22/2019 | Claimant(s): Ann Berger, Eric Berger Claimant Lawyers(s): James L Kauffman Respondent(s): Cambridge Investment Research., Equity Concepts Respondent Lawyers(s): Todd Ratner Arbitrator(s): Arthur B. O'Connell, Joseph J. Dougherty, Peter H. Goldberg Hearing Site: Richmond, VA |  | $0 |
| 11-00722 | 04/20/2012 | Claimant(s): Ellen Martin, Janice Robinson, P. Martin, Paul D. Martin Trust, Robinson Trust UAD 5/15/07 Claimant Lawyers(s): Andrew R. Park Respondent(s): Community Bankers Securities Respondent Lawyers(s): Steven S. Biss Arbitrator(s): Janice L. Burnham, Arthur B. O'Connell, John W. Lewis Hearing Site: Richmond, VA | | $142,437 |
| 07-03227 | 11/12/2008 | Claimant(s): Bayan Jamous, Feda Jamous Claimant Lawyers(s): Kevin P. Conway Respondent(s): A.J. Keyser, Wachovia Securities, Robert Schneller Respondent Lawyers(s): Andrew R. Park Arbitrator(s): John J. Muldowney, Donald B. Vaden, Arthur B. O'Connell Hearing Site: Richmond, VA | | $525,000 |