| 23-02684 | 06/17/2024 | Claimant(s): Jacob Solomon
Claimant Lawyers(s): Alex Padla
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): William A. Rome, John Michael Bergin, David Stein
Hearing Site: New York, NY
| | |
| 22-02264 | 09/28/2023 | Claimant(s): Barry Kiront
Claimant Lawyers(s): John Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Lisa Catalano, William A. Rome, Clive I. Morrick
Hearing Site: New York, NY
| | |
| 20-03904 | 05/30/2023 | Claimant(s): Mona Petrocine
Claimant Lawyers(s): Martin Asatrian
Respondent(s): David Turetzky, Ameriprise Financial Services., Marlene Yacenda
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Paul J. Camilleri, Annamaria Boccia Smith, William A. Rome
Hearing Site: New York, NY
|  | $0 |
| 19-02158 | 03/08/2023 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Patrick McCarthy
Respondent Lawyers(s): Pearl Zuchlewski
Arbitrator(s): Bernard A. Kesselman, Elizabeth Gilbert, William A. Rome
Hearing Site: New York, NY
| | |
| 21-02511 | 05/20/2022 | Claimant(s): Jeanpaul Skovronck
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Rocco Guidicipietro
Arbitrator(s): Christopher C. Gorski, William A. Rome, Alfreida B. Kenny
Hearing Site: New York, NY
| | |
| 16-01110 | 12/13/2017 | Claimant(s): Tyre Newsome
Claimant Lawyers(s): Tyre F. Newsome
Respondent(s): Garden State Securities.
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Stephen J. Storen, Anthony Michael Sabino, William A. Rome
Hearing Site: New York, NY
| | |
| 16-01995 | 09/12/2017 | Claimant(s): Francois Perron
Claimant Lawyers(s): Francois Perron
Respondent(s): William Nelson
Respondent Lawyers(s): William David Nelson
Arbitrator(s): Steven A. Infante, William A. Rome, Mary P. Bass
Hearing Site: New York, NY
| | $5,000 |
| 12-03755 | 04/09/2015 | Claimant(s): Florence Gross
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Randy Ross
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Leah R. Marks, William A. Rome, Sonja Tennille Orgias
Hearing Site: New York, NY
| | $0 |
| 10-05736 | 12/02/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Ilene Barbara Zatkin-Butler, Mitchell S. Friedman, William A. Rome
Hearing Site: New York, NY
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