FINRA Awards for William J. Raike

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01042	04/24/2024	Claimant(s): Stephen Kiront Claimant Lawyers(s): John D. Stewart Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): William J. Raike Arbitrator(s): Peter A. Goldman, Clive I. Morrick, Aymen Aboushi Hearing Site: New York, NY
23-01090	04/11/2024	Claimant(s): Barry Kiront Claimant Lawyers(s): John Stewart Respondent(s): Monroe Parker Securities., Woodstock Financial Group. Respondent Lawyers(s): Alan Lipsky, William J. Raike Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY
23-01015	11/13/2023	Claimant(s): Stephen Kiront Claimant Lawyers(s): John Stewart Respondent(s): Craft Capital Management LLC, Woodstock Financial Group. Respondent Lawyers(s): Barry Kiront, William J. Raike Arbitrator(s): David S. Billet Hearing Site: New York, NY
22-02264	09/28/2023	Claimant(s): Barry Kiront Claimant Lawyers(s): John Stewart Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): William J. Raike Arbitrator(s): Lisa Catalano, William A. Rome, Clive I. Morrick Hearing Site: New York, NY
20-03103	09/26/2022	Claimant(s): Stephen Kiront Claimant Lawyers(s): John Stewart Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): William J. Raike Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY