23-02212 | 03/04/2024 | Claimant(s): John McCune Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Susan E. Maloney Hearing Site: Manchester, NH
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23-02222 | 03/01/2024 | Claimant(s): Wendy Wheeler Claimant Lawyers(s): Stephan Louviere Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Susan E. Maloney Hearing Site: Hartford, CT
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23-01612 | 11/07/2023 | Claimant(s): Adrienne Rowles Claimant Lawyers(s): Stephan Louviere Respondent(s): Ameriprise Financial Services, Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff, Howard M. Klausmeier Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
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23-01239 | 10/02/2023 | Claimant(s): DawnMarie Corneau Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
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17-03324 | 12/13/2019 | Claimant(s): Ilir Hasani, Ivana Vanacova, Gresa USA LLC (Hasani & Vanacova) Claimant Lawyers(s): Lee Holland Respondent(s): Matthew Warshaw, Merrill Lynch Pierce Fenner & Smith Inc., Michael Wasserman Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Ronald L. Cheney, Susan E. Maloney, Denise L. Presley Hearing Site: Boston, MA
| | $0 |
18-02410 | 01/25/2019 | Claimant(s): Andrew Zimmerman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
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18-00947 | 12/20/2018 | Claimant(s): Jeffrey Swett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rafael E. Rosario Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
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18-00178 | 12/07/2018 | Claimant(s): Mary Mullin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
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17-01671 | 10/12/2018 | Claimant(s): Margaret Lee, Robert Lee Claimant Lawyers(s): Daniel J. Dwyer Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Peter J. Dale, Gerard S. Marsan, Susan E. Maloney Hearing Site: Boston, MA
| | $34,537 |
17-03416 | 07/06/2018 | Claimant(s): Brian MacKinnon, Timothy MacKinnon Claimant Lawyers(s): Kenneth E. Meister Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Michael P. Anciello, Susan E. Maloney, Patrick W. McKeon Hearing Site: Boston, MA
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