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FINRA Awards for Andrew Zimmerman

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0227401/30/2019Claimant(s): Andrew Zimmerman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
18-0241001/25/2019Claimant(s): Andrew Zimmerman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA

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