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FINRA Awards for Kenneth E. Meister

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0341607/06/2018Claimant(s): Brian MacKinnon, Timothy MacKinnon
Claimant Lawyers(s): Kenneth E. Meister
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael P. Anciello, Susan E. Maloney, Patrick W. McKeon
Hearing Site: Boston, MA
13-0089106/25/2014Claimant(s): Daly Reville
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Edward Glenn, Edward Mulcahy, Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Kenneth E. Meister
Arbitrator(s): Maive R. Dale, Linda G. March, Cheryl H. Agris
Hearing Site: New York, NY
Checkmark Icon$113,208
11-0366005/02/2013Claimant(s): Felicia Jones
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): James Schwantner, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Kenneth E. Meister, Susan P. MacFarlane
Arbitrator(s): Marianne C. Hussey
Hearing Site: New York, NY
Checkmark IconExpungement
11-0025807/17/2012Claimant(s): Helena Stuart, John Stuart
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley, Robert Fomon
Respondent Lawyers(s): Kenneth E. Meister, Susan Poder MacFarlane
Arbitrator(s): Diane Getzler, Orestes J. Mihaly, Julian F. Santos
Hearing Site: New York, NY
Checkmark Icon$0

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