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FINRA Awards for Maive R. Dale

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0089106/25/2014Claimant(s): Daly Reville
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Edward Glenn, Edward Mulcahy, Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Kenneth E. Meister
Arbitrator(s): Maive R. Dale, Linda G. March, Cheryl H. Agris
Hearing Site: New York, NY
Checkmark Icon$113,208
10-0354411/02/2011Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): William B. Fleming
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Larry A. Kimmel, Maive R. Dale, Michael Ross
Hearing Site: New York, NY

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