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FINRA Awards for Edward Glenn

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0094611/01/2018Claimant(s): Edward Glenn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
13-0054211/06/2014Claimant(s): John and Alys Krichavsky, Ken and Judith Boudreau
Claimant Lawyers(s): Edward Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Thomas C. Tretter, Robert M. Singer, Edward Allison Downe
Hearing Site: Hartford, CT
Checkmark IconExpungement
13-0089106/25/2014Claimant(s): Daly Reville
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Edward Glenn, Edward Mulcahy, Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Kenneth E. Meister
Arbitrator(s): Maive R. Dale, Linda G. March, Cheryl H. Agris
Hearing Site: New York, NY
Checkmark Icon$113,208
11-0359012/18/2012Claimant(s): Sheryl Elshire, The Sherdon Trust
Claimant Lawyers(s): John M. Adsit
Respondent(s): Edward Glenn, Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Gerald F. Corrigan, Alan M. Rosen, Seymour Schoen
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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