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FINRA Awards for Seymour Schoen

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0359012/18/2012Claimant(s): Sheryl Elshire, The Sherdon Trust
Claimant Lawyers(s): John M. Adsit
Respondent(s): Edward Glenn, Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Gerald F. Corrigan, Alan M. Rosen, Seymour Schoen
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
09-0400604/29/2010Claimant(s): Betty Alden, Christine Garza, Cruz Chavez, Flavio Alarcon, Jennifer Beaver, Joe Paulson, Keith Beatty, Virginia Alarcon
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Fredrick A. Rafeedie
Arbitrator(s): David J. Anderson, Robert S. Fash, Seymour Schoen
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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