| 18-03388 | 05/12/2022 | Claimant(s): Todd Kalish
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Morgan Stanley
Respondent Lawyers(s): H. Nicholas Berberian
Arbitrator(s): Jeffrey M. Bain, Karl Strohbehn, Marshall Alton Bennett
Hearing Site: Cleveland, OH
| | |
| 17-00158 | 03/18/2019 | Claimant(s): Dominik Weber
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Gregory Hunter Mathews, Peter Vincent Marcoline, William Francis Ryan
Hearing Site: Pittsburgh, PA
| | |
| 12-04091 | 08/09/2013 | Claimant(s): Mark Dubel
Claimant Lawyers(s): Michael A. Kalish
Respondent(s): Dallas Blagg, Robin Ward-Blagg
Respondent Lawyers(s): Jason A. Archinaco
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
| | Expungement |
| 11-03660 | 05/02/2013 | Claimant(s): Felicia Jones
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): James Schwantner, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Kenneth E. Meister, Susan P. MacFarlane
Arbitrator(s): Marianne C. Hussey
Hearing Site: New York, NY
|  | Expungement |
| 09-06022 | 09/22/2011 | Claimant(s): Dallas Blagg, Robyn Ward-Blagg
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Robert J. Gregory, James Douglas Haigh, Sam Adatto Kayem
Hearing Site: Dallas, TX
| | $0 |
| 09-01833 | 01/20/2011 | Claimant(s): Susan Green, William Green
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mary Beth Hogan
Arbitrator(s): Ron Pekoe, Peter F. Crowell, Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | $600 |
| 08-02782 | 10/13/2010 | Claimant(s): Michelle Ford
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Mark Dubel, Affinity Federal Credit Union, Affinity Financial Services, Affinity Investment Services
Respondent Lawyers(s): Mark S. Mancher
Arbitrator(s): William E. Smith, Nathan J. Minucci, Sharon A. McCloskey
Hearing Site: Newark, NJ
| | |
| 07-00643 | 05/22/2008 | Claimant(s): Richard Olszewski
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Lewis Sanders, AllianceBernstein Investments., AllianceBerstein Investment Research
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Richard D. DeVita, Robert J. Gorgia, Renee S. Rothschild
Hearing Site: Newark, NJ
| | |
| 06-04962 | 04/18/2008 | Claimant(s): John Carl
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Lewis Sanders, AllianceBernstein Investments.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Eugene F. Farabaugh, Robina Fedora Asti, Cynthia A. DiMarco
Hearing Site: New York, NY
| | |
