09-00951 | 02/14/2013 | Claimant(s): Associated Humane Societies. Claimant Lawyers(s): Colleen Flynn Cyphers Respondent(s): Bruce Barth, Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Trust Co. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Alan Shaw, Nathan J. Minucci, Mia Scanga Hearing Site: Newark, NJ
| | $294,480 |
09-07172 | 09/16/2011 | Claimant(s): Mary Powers Claimant Lawyers(s): Devanshu L. Modi Respondent(s): Sean Hannon, Epic Advisors, L.L.C. Respondent Lawyers(s): Sean Hannon Arbitrator(s): Thomas M. Crawford, Nathan J. Minucci, Edith M. Novack Hearing Site: Newark, NJ
| | $120,000 |
09-03222 | 06/28/2011 | Claimant(s): Doris Cacace Claimant Lawyers(s): Nicholas J. Taldone Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Michael J Zaretsky Arbitrator(s): James M. Baumann, Charles L. Prothero, Nathan J. Minucci Hearing Site: Newark, NJ
| | Expungement |
08-02782 | 10/13/2010 | Claimant(s): Michelle Ford Claimant Lawyers(s): Jason A. Archinaco Respondent(s): Mark Dubel, Affinity Federal Credit Union, Affinity Financial Services, Affinity Investment Services Respondent Lawyers(s): Mark S. Mancher Arbitrator(s): William E. Smith, Nathan J. Minucci, Sharon A. McCloskey Hearing Site: Newark, NJ
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08-01708 | 05/24/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): David H. Smith Respondent(s): Mark Pollack Respondent Lawyers(s): Mark Pollack Arbitrator(s): Jeffrey Steinberg, Nathan J. Minucci, Ernest Edward Badway Hearing Site: Newark, NJ
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05-00842 | 11/03/2008 | Claimant(s): Abdallah Abdallah Claimant Lawyers(s): H. J. Rubinstein Respondent(s): Edward Skarbnik, Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc., Salomon Brothers. Respondent Lawyers(s): Edwin A. Zipf, Jacqueline M. Gorham Arbitrator(s): Nathan J. Minucci, Alvin Green, Emanuel Bloom Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |
05-00529 | 07/02/2008 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Sandra Grannum Respondent(s): Christopher Becker Respondent Lawyers(s): Christopher W. Becker Arbitrator(s): Theodore Moreines, Nathan J. Minucci, Robert J. Gorgia Hearing Site: Newark, NJ
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07-01578 | 06/23/2008 | Claimant(s): Mario Picinich, Rosemarie Picinich Claimant Lawyers(s): Bruce E. Baldinger Respondent(s): Jeffrey Alecci, Morgan Stanley & Co., Morgan Stanley DW Inc. Respondent Lawyers(s): Susan MacFarlane Arbitrator(s): Nathan J. Minucci, Kenneth J. Horowitz, Norman Kass Hearing Site: Newark, NJ
| | $0 |