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FINRA Awards for Merrill Lynch Trust Co.

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0095102/14/2013Claimant(s): Associated Humane Societies.
Claimant Lawyers(s): Colleen Flynn Cyphers
Respondent(s): Bruce Barth, Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Trust Co.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Alan Shaw, Nathan J. Minucci, Mia Scanga
Hearing Site: Newark, NJ
Checkmark Icon$294,480

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