08-02782 | 10/13/2010 | Claimant(s): Michelle Ford Claimant Lawyers(s): Jason A. Archinaco Respondent(s): Mark Dubel, Affinity Federal Credit Union, Affinity Financial Services, Affinity Investment Services Respondent Lawyers(s): Mark S. Mancher Arbitrator(s): William E. Smith, Nathan J. Minucci, Sharon A. McCloskey Hearing Site: Newark, NJ
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09-00742 | 12/30/2009 | Claimant(s): Barbara Russo, Daniel Russo Claimant Lawyers(s): Kevin P. Conway Respondent(s): Wachovia Securities, Michael Greene Respondent Lawyers(s): Joseph A. Vallo Arbitrator(s): Larry Kars, Arthur Best, Sharon A. McCloskey Hearing Site: New York, NY
| | $0 |
07-03584 | 12/01/2008 | Claimant(s): Kathleen Vigiano, Maria Vigiano Claimant Lawyers(s): Marc D. Powers Respondent(s): Robert Kennedy, Robert J. Kennedy & Associates, Walnut Street Securities. Respondent Lawyers(s): B. John Pendleton Arbitrator(s): Marvin Schwartz, Alida D. Camp, Sharon A. McCloskey Hearing Site: New York, NY
| | $388,669 |
06-02002 | 08/12/2008 | Claimant(s): Juluru Rao Claimant Lawyers(s): Kim Steven Juhase Respondent(s): Mark Ketner, Investec Ernest & Company Respondent Lawyers(s): David J. Butler Arbitrator(s): Sandralin J. Kiss, Renee S. Rothschild, Sharon A. McCloskey Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |
04-05610 | 03/19/2008 | Claimant(s): Burlington Capital Markets. Claimant Lawyers(s): Richard A. Roth Respondent(s): Paul Basile, GFI Securities Respondent Lawyers(s): Lauri F. Rasnick Arbitrator(s): Thomas Caiaffa, Selma Moy, Sharon A. McCloskey Hearing Site: New York, NY
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