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FINRA Awards for Arthur Best

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0409301/13/2015Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Walter A. Saurack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Joseph A. Forgione, Randolph Guggenheimer, Arthur Best
Hearing Site: New York, NY
09-0074212/30/2009Claimant(s): Barbara Russo, Daniel Russo
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Wachovia Securities, Michael Greene
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Larry Kars, Arthur Best, Sharon A. McCloskey
Hearing Site: New York, NY
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08-0322104/24/2009Claimant(s): Song Sop Choe
Claimant Lawyers(s): Song Sop Choe
Respondent(s): Fordham Financial Management.
Respondent Lawyers(s): Christopher S. Mattei
Arbitrator(s): Marilyn J. Salzman, Alice J. P. Lee-Getman, Arthur Best
Hearing Site: New York, NY

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