| 22-01815 | 06/16/2023 | Claimant(s): BGC Financial, L.P.
Claimant Lawyers(s): Nirav Shah
Respondent(s): David Nierenberg, TJM Investments
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): Larry Kars, Charles L. Henderson, Virginia Mary Hunt
Hearing Site: New York, NY
| | |
| 17-00382 | 07/11/2018 | Claimant(s): Jerry Colombino
Claimant Lawyers(s): Jorge M. Altamirano
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): William G. Binckes, Larry Kars, Franklin P. Chapman
Hearing Site: New York, NY
|  | Expungement |
| 16-01624 | 11/01/2017 | Claimant(s): Westport Resources Management.
Claimant Lawyers(s): Richard Slavin
Respondent(s): Christopher DeLaura, Fieldpoint Private Securities, Westport Resources Investment Services
Respondent Lawyers(s): Jonathan C. Thau, Richard Slavin
Arbitrator(s): Dan Brecher, Larry Kars, Randolph Guggenheimer
Hearing Site: New York, NY
| | |
| 11-03086 | 05/04/2012 | Claimant(s): Bernard Parker, Edward Jones
Claimant Lawyers(s): Dennis J. Capriglione
Respondent(s): Mary Falloon
Respondent Lawyers(s): Mary Jane Falloon
Arbitrator(s): David Finnegan, Larry Kars, Mary K. Ortegon
Hearing Site: New York, NY
| | Expungement |
| 09-00742 | 12/30/2009 | Claimant(s): Barbara Russo, Daniel Russo
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Wachovia Securities, Michael Greene
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Larry Kars, Arthur Best, Sharon A. McCloskey
Hearing Site: New York, NY
| | $0 |
| 06-02580 | 09/11/2007 | Claimant(s): Sheldon P. Spitz, TTEE, SOL Spitz CO.
Claimant Lawyers(s): Seth Muraskin
Respondent(s): Jeffrey Harriton, Timecaptial Securities Corporation
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Richard W Berenger, Jacob Aschkenasy, Larry Kars
Hearing Site: New York, NY
| | $0 |
